Case Study #2

Corporate IFA Strategy

1. Client Snapshot

ItemDetails
Business TypeSpecialized building materials company
LocationMarkham Ontario
OwnerMale, 45
Annual Revenue~$2.1M
After-Tax Profit~$600K
Retained Earnings~$3.8M
Commercial Financing~$12M fixed-asset loans

The company was financially strong but had surplus capital accumulating beyond operational needs.

2. Planning Challenge

  • Significant retained earnings but inefficient extraction options
  • Desire to maintain business liquidity
  • Need for long-term estate efficiency
  • Potential balance-sheet strain in the event of unexpected loss of the principal operator

3. Strategy Framework

Implementation Structure (Illustrative)

  • Policy type: Corporate-owned participating whole life insurance
  • Initial death benefit: ~$5.2M
  • Annual premium: $200,000
  • Funding period: 20 years
  • Financing support integrated through the IFA structure
  • Designed to align with corporate cash flow capacity and existing lending framework

IFA Premium funding occurred over 20 years, with lending used to support cash flow stability. From year 21 onward, interest servicing was structured within the lending arrangement.

StepPlanning ElementPurpose
Step 1Corporate-owned participating life insuranceLong-term balance sheet asset
Step 2Immediate Financing Arrangement (IFA)Preserve corporate cash flow
Step 3Integrated lending + tax planningCapital structure optimization

4. Before vs After Structuring

Planning DimensionBefore StructuringAfter Structuring
Ownership StructureCorporate surplus idle or invested traditionallySurplus repositioned into structured insurance asset
Growth AllocationReturns taxed annuallyGrowth tax-deferred inside policy
Retirement LiquidityLimited without large dividendsStructured liquidity through financing arrangement
Tax Exposure at DeathEstate tax burden on corporate assetsCDA credit offsets estate tax exposure
Asset Risk ProfileMarket and operational risk exposurePartially shifted to protected insurance structure
Estate Transfer EfficiencyTaxable distributionsLarge tax-free capital dividend capacity

5. Financial Outcome (Illustrative, projected to age 90)

Projections are based on current dividend scale assumptions for comparative planning purposes.

MetricProjection
Projected Death Benefit$21.84M
CDA Credit Created$21.84M
Total Economic Cost to Age 90~$1.09M
Loan Balance~$6.68M
Net Death Benefit After Loan~$15.16M

CDA note (general): At death, a CDA credit is generally created equal to insurance proceeds minus ACB, enabling a tax-free capital dividend to shareholders.

6. Planning Impact

  • Estate liquidity created without forced asset liquidation
  • Corporate liquidity preserved through structured financing integration
  • Corporate capital repositioned into a tax-efficient balance sheet asset
  • Long-term economic cost efficiency relative to estate value created

7. Suitability Factors

Strong and consistent corporate profitability
Stable and predictable operating cash flow
Long-term planning horizon
Comfort with structured lending arrangements
Alignment with integrated tax, lending, and corporate planning

Professional Summary

This structure illustrates how integrated insurance and financing can be used as a corporate capital structure tool to enhance estate efficiency while preserving operating liquidity.

Next Step

A confidential review can assess whether a similar capital structure approach aligns with your corporate balance sheet, tax profile, and long-term planning objectives, in coordination with your professional advisors.

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