Case Study #3

Veterinary Practice Succession & Estate Structuring

1. Client Snapshot

ItemDetails
Business TypeVeterinary clinic
LocationOttawa Ontario
OwnerHusband & wife, age 50
Annual Revenue~$3.1M
After-Tax Profit~$500K
Retained Earnings~$4.2M
Corporate Real EstateFMV ~$2.5M
SuccessorSon, Veterinary

2. Planning Challenge

  • Direct share transfer may trigger tax consequences
  • Future growth increases estate tax exposure
  • Retirement requires liquidity beyond business assets
  • Wealth concentrated in business and real estate

3. Strategy Framework

Implementation Structure (Illustrative)

  • Policy type: Corporate-owned joint last-to-die participating whole life insurance
  • Insured structure: Spousal joint coverage
  • Initial death benefit: ~$4.85M
  • Annual premium: $300,000
  • Funding period: 10 years (limited pay)
  • Designed to support long-term estate liquidity and intergenerational wealth transfer objectives
StepPlanning ElementPurpose
Step 1Estate Freeze + Family HoldCoShift future growth to next generation
Step 2Surplus profit movementAsset protection and planning capital
Step 3Corporate participating life insuranceEstate liquidity and CDA planning
Step 4Liquidity Structuring FlexibilityLiquidity flexibility within the broader estate and retirement planning framework

4. Before vs After Structuring — Family Estate Structure

Planning DimensionBefore StructuringAfter Structuring
Estate LiquidityDependent on asset sales or dividend extractionDedicated tax-efficient liquidity at second death
Intergenerational TransferCorporate wealth largely taxable on distributionSignificant tax-free capital dividend capacity via CDA
Asset Transition RiskEstate may need to liquidate corporate or real assetsLiquidity available without disrupting asset base
Tax EfficiencyEstate value exposed to personal-level taxationEstate liquidity structure provides funding to offset estate-level tax exposure
Capital AllocationSurplus retained or traditionally investedCapital repositioned into long-term estate structure
Wealth Concentration RiskWealth tied to operating and market assetsPortion shifted into protected insurance-based asset class
Estate Planning CertaintyOutcome dependent on market values at deathDefined estate liquidity outcome independent of market timing

5. Financial Outcome (Illustrative, projected to age 90)

Projections are based on current dividend scale assumptions for comparative planning purposes. Two planning scenarios were evaluated:

Retirement Liquidity Scenario

  • Retirement income support≈ $230K/year
  • Remaining estate benefit≈ $7.4M
  • CDA credit≈ $18.45M

Estate-Focused Scenario

  • Projected death benefit≈ $18.45M
  • CDA credit≈ $18.45M

CDA note (general): At death, a CDA credit is generally created equal to insurance proceeds minus ACB, enabling a tax-free capital dividend to shareholders. In long-duration modeling, ACB is projected to decline to zero, and CDA credit is independent of retirement liquidity modeling.

6. Planning Impact

  • Long-term estate liquidity established independent of asset sale timing
  • Corporate wealth partially transitioned into a defined intergenerational transfer structure
  • Reduction of estate exposure to market-dependent asset valuation at death
  • Enhanced certainty in family wealth succession planning

7. Suitability Factors

Established corporate or family wealth base
Primary planning focus on estate liquidity and intergenerational transfer
Ability to allocate capital over a defined funding period
Long-term family wealth preservation objectives
Preference for structured and predictable estate outcomes

Professional Summary

This structure demonstrates how business wealth can be structurally transitioned into a long-term corporate estate planning framework designed to improve transfer certainty, tax efficiency, and estate liquidity for the next generation.

Next Step

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